Brokerage
License

Apply online for a forex dealer or securities broker license.

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Entering New Markets

Advertise your services legally in different countries and operate in compliance with local laws

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Reliable Partners

The license will allow you to cooperate with liquidity providers and payment services on favorable terms

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User Trust

Experienced investors and professional traders choose regulated brokerage firms

Potential

The reputation of a broker depends not only on the functionality of the trading platform and the quality of the services provided, but also on the level of the chosen license. Our experts will help you understand all the legal details and find options suitable for your business needs. Get support at all stages from a team of qualified lawyers.

Possibilities

  • Legal grounds for doing business
  • Free consultations and expertise
  • Initial verification of documents
  • Quick company registration
  • Negotiations with the regulator
  • Cost optimization

Broker
Licenses Types

The Financial Industry Regulator issues such licenses and oversees the activities of all companies that provide their clients with online access to trading in financial markets.
Иконка Торговый терминал – Capfinex

Forex License

Allows dealing companies to participate in operations on the foreign currency market. In some countries, forex dealer licenses are divided into STP and Market Making, depending on the business model of the company.

Иконка Торговый терминал – Capfinex

Securities Broker

The license gives the right to work with shares of the largest corporations, government bonds and other securities listed on various stock exchanges around the world.

Иконка Торговый терминал – Capfinex

Derivatives Broker

Permission to trade futures contracts, options, swaps and other derivative assets. Get access to liquidity in secondary commodity markets and over-the-counter trading.

Jurisdictions for
Obtaining a License

When choosing a jurisdiction, it is important to focus on local laws, tax rates, target customers and many other factors.
Bahamas
BVI
Belize
Vanuatu
Cayman Islands
Labuan
Mauritius
Panama
Seychelles
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Australia
Hong Kong
Georgia
Cyprus
Ireland
Malta
New Zealand
Singapore
South Africa
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Great Britain
Germany
Israel
Canada
USA
UAE
Russia
Switzerland
Japan
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Required
Documents

There are many countries where you can register a company for a brokerage business. Please note that the legal system of each jurisdiction imposes different requirements on future brokers. To obtain a license, you need to submit to the regulator a pre-prepared package of documents for all founders and pay the state fee.

Бухгалтерское обслуживание и аудит Capfinex

Application form to obtain a license

Бухгалтерское обслуживание и аудит Capfinex

National Passport/ID

Бухгалтерское обслуживание и аудит Capfinex

International Passport

Бухгалтерское обслуживание и аудит Capfinex

Driver's license

Бухгалтерское обслуживание и аудит Capfinex

CV and diplomas of directors

Бухгалтерское обслуживание и аудит Capfinex

Company business plan

Бухгалтерское обслуживание и аудит Capfinex

Corporate Documents

Бухгалтерское обслуживание и аудит Capfinex

AML/KYC policies

Any questions?

Contact us in any convenient way or use the feedback form. Our employees advise, share experience and will help find the best solution for brokers.

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